Mark Dube

Senior Vice President, Chief Compliance Officer

Mark Dube is Senior Vice President, Chief Compliance Officer, and Head of Performance Reporting and Fixed income Client Reporting. He is the Chairman of the Compliance Committee and leads the performance team. As Sr. ESG Officer, he is also responsible for overseeing environmental, social, and corporate governance policies and procedures. Mark has over 25 years of experience in compliance and performance analysis and 36 years of experience in portfolio accounting. Prior to joining Smith Graham, Mark served as Mutual Fund Accountant for Transamerica Criterion Funds, Inc., and he then sharpened his expertise as Senior Mutual Fund Accountant at Capstone Asset Management Company. Mark began his career with State Street Bank & Trust Company as an Account Controller.

Mark received his BBA from Texas A&M University.